Stem Cells, Vol. 15, No. 2, 104-111,
March 1997
© 1997 AlphaMed Press
In Vivo Drug-Selectable Genes: A New Concept in Gene Therapy
T. Lichta,b,
F. Herrmannb,
M.M. Gottesmanc,
I. Pastana
a Laboratory of Molecular Biology, National Cancer Institute, NIH, Bethesda, Maryland, USA;
b University of Ulm, Department of Internal Medicine III, Ulm, Germany;
c Laboratory of Cell Biology, National Cancer Institute, NIH, Bethesda, Maryland, USA
Key Words. Chemotherapy • Hematopoietic stem cells • Multidrug resistance • Myelosuppression • P-glycoprotein • Dihydrofolate reductase • Transgenic animals • Retroviral vectors
Dr. M.M. Gottesman, Laboratory of Cell Biology, National Cancer Institute, NIH, Building 37, Room 1B22, 37 Convent Drive, MSC 4255, Bethesda, MD 20892-4255, USA.
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Abstract
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Chemoresistance genes, initially considered to be a major impediment to the successful treatment of cancer, may become useful tools for gene therapy of cancer and of genetically determined disorders. Various target cells are rendered resistant to anticancer drugs by transfer of chemoresistance genes encoding P-glycoprotein, the multidrug resistance-associated protein-transporter, dihydrofolate reductase, glutathione-S-transferase, O6-alkylguanine DNA alkyltransferase, or aldehyde reductase. These genes can be used for selection in vivo because of the pharmacology and pharmacokinetics of their substrates. In contrast, several other selectable marker genes conferring resistance to substrates like neomycin or hygromycin can only be utilized in tissue culture. Possible applications for chemoresistance genes include protection of bone marrow and other organs from adverse effects caused by the toxicity of chemotherapy. Strategies have also been developed to introduce and overexpress nonselectable genes in target cells by cotransduction with chemoresistance genes. Thereby expression of both transgenes can be increased following selection with drugs. Moreover, treatment with chemotherapeutic agents should restore transgene expression when or if expression levels decrease after several weeks or months. This approach may improve the efficacy of somatic gene therapy of hematopoietic disorders which is hampered by low or unstable gene expression in progenitor cells. In this article we review preclinical studies in tissue culture and animal models, and ongoing clinical trials on transfer of chemoresistance genes to hematopoietic precursor cells of cancer patients.
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Introduction
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Expression of drug resistance genes in tumor cells may indicate poor prognosis of patients suffering from various malignancies. For instance, detection of the multidrug resistance gene, MDR1, has been associated with failure of anticancer drug treatment of acute leukemias [1, 2], multiple myelomas [3, 4], sarcomas [5] and neuroblastomas [6]. Similarly, neuroblastomas in which the MRP transporter protein is overexpressed are likely to be resistant to chemotherapy [7]. Multiple chemoresistance genes conferring resistance to a broad spectrum of drugs can be overexpressed in malignant cells [8]. Several attempts have been undertaken to circumvent drug resistance by restoring chemosensitivity of cancer cells. Treatment modalities include high-dose chemotherapy with or without transplantation of progenitor cells, chemosensitization with inhibitors of proteins encoded by drug resistance genes [9-11], administration of monoclonal antibodies [12, 13] or immunotoxins [14], or by interference with transcription or translation of chemoresistance genes [15, 16].
A different strategy is aimed at overcoming chemoresistance by ameliorating the adverse effects of anticancer drugs to normal cells. For many drugs myelosuppression leading to leukocytopenia and thrombocytopenia is dose-limiting. Thus, protection of hematopoietic cells from the cytotoxicity of such drugs would allow safe dose intensification. We and others have suggested the transfer of chemoresistance genes to hematopoietic progenitor cells for this purpose [17-19]. Most preclinical studies have been performed with the DHFR (dihydrofolate reductase) and the MDR1 genes. We will therefore focus on these genes. Protection of bone marrow cells by other chemoresistance genes has been investigated more recently.
Chemoresistance genes reduce the sensitivity of cancer cells to a single class of drugs, or simultaneously to multiple compounds which are structurally unrelated. The DHFR gene which upon point mutation displays reduced affinity for methotrexate serves as an example for the first type of genes, since only antifolates like methotrexate or trimetrexate are affected [20-22]. In contrast, P-glycoprotein, the product of the MDR1 gene, and the multidrug resistance-associated protein, MRP, confer resistance to various natural toxic substrates including anthracyclines, Vinca alkaloids, epipodophyllotoxins and taxanes, and synthetic derivatives thereof [23-25]. Glutathione-S-transferases, O6-alkylguanine DNA alkyltransferase and aldehyde reductase confer different types of cross-resistance. These genes render cells resistant to alkylating agents such as nitrosoureas and derivatives of N-mustard, e.g., cyclophosphamide. In addition, resistance to anthracyclines and cis-platinum may be conveyed by glutathione-S-transferases.
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Transgenic Animal Models
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Overexpression of drug resistance genes in hematopoietic organs has first been studied in transgenic animal models. Mice transgenic for a human MDR1 cDNA under the control of a chicken ß-actin promoter expressed human P-glycoprotein in virtually all bone marrow cells. While the normal function of bone marrow remained unchanged, several-fold higher doses of taxol and daunomycin could be administered safely as compared with normal animals of the respective background strains [26, 27]. This protection of hematopoietic cells was specifically due to overexpression of the MDR1 transgene because it was reversed by coadministration of a chemosensitizing agent like verapamil [28]. In subsequent investigations bone marrow of MDR1-transgenic mice was transplanted into lethally irradiated normal mice. It was demonstrated that the recipients were also protected from myelosuppression following chemotherapy [29]. Similar experiments have been performed on mice transgenic for DHFR [30]. Transplantation of transgenic bone marrow protected recipient mice from lethal doses of methotrexate [31].
Chemoresistance genes may play additional physiological roles in normal tissues. It has been proposed that they may be involved in the early steps of carcinogenesis by protecting cells from mutagenic compounds [32, 33]. It has been demonstrated that rapid repair of O6-methylguanine-DNA adducts protects transgenic mice from N-methyl-nitrosourea-induced thymic lymphomas [34]. This protection can be targeted to other organs like the liver by suitable promoter systems [35].
In conclusion, overexpression of drug resistance genes was found to protect transgenic animals from leukocytopenia due to the cytotoxicity of drugs and may exert additional benefits such as protection from carcinogenic events. No major disturbances of hematopoiesis were associated with the overexpression of chemoresistance genes in bone marrow. Based on these encouraging results, methods for retroviral transfer of chemoresistance genes to hematopoietic progenitor cells of normal animals were developed.
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Retroviral Transfer of Chemoresistance Genes
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Retroviral transfer of drug resistance genes was first investigated in cultured cells. Transfer of a full-length MDR1 cDNA to normal hematopoietic progenitor cells protects them from the cytotoxicity of antineoplastic agents. K562 erythroleukemia cells [36] and primary bone marrow cells [37] were transduced with the use of a vector containing a full-length MDR1 cDNA under control of Harvey sarcoma virus long terminal repeats [38]. Resistance to multiple drugs including taxol, colchicine and daunomycin was demonstrated in transduced cells.
A retroviral vector containing the MRP transporter sequence [39] may be useful for protection of hematopoietic cells, if MDR1-related endogenous chemoresistance has to be reversed in tumor cells. In contrast to P-glycoprotein, drug extrusion by the MRP transporter is not inhibited by chemosensitizing agents like verapamil or cyclosporine. One potential disadvantage of this approach is the relatively low-level resistance obtained with MRP and the requirement for intracellular derivitization of some drugs.
To confer resistance against alkylating agents, vectors containing glutathione-S-transferase or O6-alkylguanine DNA alkyltransferase have been engineered. NIH 3T3 fibroblasts transduced with rat glutathione-S-transferase Yc displayed resistance to chlorambucil and mechlorethamine, while their sensitivity to methotrexate, which is not a substrate of glutathione-S-transferase, remained unchanged [40]. A novel retroviral vector in which glutathione-S-transferase
and MDR1 are driven from separate promoters conferred a broad range of chemoresistance to NIH 3T3 cells [41].
Taken together, development of novel vectors which contain chemoresistance genes conferring high levels of resistance are likely to improve transgene expression, thereby efficiently protecting target cells. Further improvements may be achieved by redesigned retroviral vector constructs. For instance, vectors based on Harvey murine sarcoma virus can be modified by removal of viral sequences 3' of the foreign sequence to be transduced. Containing a human full-length MDR1 cDNA, such a vector construct facilitated efficient virus production, gene transduction, and expression of MDR1 in target cells [42]. This approach may help augment the packaging capacity of retroviral vectors which is usually below 9 kb. Baum et al. [43] discovered that both the viral enhancer region in the U3 region of the long terminal repeat of Moloney leukemia viruses and a repressor element coincident with the primer binding site are limiting for expression in hematopoietic cells in a differentiation-dependent fashion. To overcome these limitations, vectors were constructed in which the U3 regions of either Friend mink cell focus-forming virus or myeloproliferative sarcoma virus were combined with the primer binding site of the murine embryonic stem cell virus. In comparison to conventional Moloney leukemia virus-derived vectors, the new vectors increased transduction efficiency and chemoresistance of hematopoietic cell lines when used to transduce MDR1.
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Animal Models for Transduction of Chemoresistance Genes to Hematopoietic Progenitor Cells
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Animal models for the use of the MDR1 gene in somatic gene therapy were subsequently developed: MDR1-transduced murine bone marrow cells were transplanted into anemic W/Wv mice [44] or lethally irradiated normal syngeneic mice [45]. Both investigators found increased levels of MDR1 expression after treatment of recipient mice with taxol. These experiments supported the idea of a selective advantage in vivo of hematopoietic cells expressing the MDR1 transgene. Further support was provided by experiments in which MDR1-transduced bone marrow was first transplanted into recipient mice. After taxol treatment of recipient animals the bone marrow was transplanted into a second generation of recipient mice. In several cycles of retransplantation and taxol treatment of recipient mice, increasingly high levels of chemoresistance were generated in vivo [46].
Likewise, vectors containing mutated DHFR genes have been engineered for transduction of hematopoietic progenitor cells [47-49]. Williams et al. [50] and Cline et al. [51] demonstrated protection of recipient animals from lethal doses of methotrexate. Retransplantation experiments performed with DHFR [52] gave results comparable to those obtained with MDR1: both MDR1 and DHFR may act as selectable marker genes in vivo.
More recently, investigations have attempted to transfer chemoresistance genes to isolated subpopulations of progenitor cells, namely to hematopoietic stem cells from various origins. Hematopoietic stem cells are thought to be ideal target cells for gene therapy. Their life span is virtually indefinite because they have the capacity of self-renewal, whereas more mature progenitor cells become more mature with each step of cell replication and eventually undergo terminal differentiation followed by apoptosis. Targeting of more differentiated, lineage-committed progenitor cells may therefore result in merely transient gene expression [53]. Incidental transduction of stem cells has been confirmed in numerous investigations by gene transfer to unfractionated bone marrow. Transduction of true pluripotent stem cells, though feasible, has usually been found to be elusive [54]. A major obstacle to better transduction is the quiescence of the majority of stem cells [55], while cell proliferation is required for stable integration of retroviral sequences into the genome [56]. The efficiency of gene transfer has been improved with the use of growth factors and cytokines, or by chemotherapeutic pretreatment of bone marrow donors.
We have transferred an MDR1 cDNA to a small proportion of murine bone marrow cells that expressed neither lineage-specific antigens nor the MHC class II-associated I-A antigen, but had high levels of Sca-1, also referred to as Ly6A/E (LinMHC IISca-1+ cells). Stem cell characteristics of this cell fraction were confirmed in vivo by transplantation in sublethally irradiated severe combined immunodeficiency (SCID) mice. These experiments revealed sustained presence of an MDR1 marker cDNA in recipient mice, multilineage engraftment, and the presence of the marker gene after retransplantation into a second generation of recipient mice. The isolated cells were expanded ex vivo with the use of growth factors while gene transfer was performed by coculturing with retrovirus producing GP + E86 fibroblasts. Functional human P-glycoprotein was detected in more than 60% of expanded cells. Following transplantation of the ex vivo-transduced cell population into SCID mice, P-glycoprotein was expressed in a high proportion of bone marrow cells of recipient animals at levels comparable to those observed in comparison to multidrug-resistant cancers in the clinic [57].
Stem cells mobilized into peripheral blood of splenectomized mice by administration of G-CSF and stem cell factor have been found to be useful targets for MDR1 gene transfer [58]. Additional sources for activated stem cells, many of which are in cell cycle, are cord blood and fetal liver. It should be mentioned that fetal liver stem cells lack receptors for amphotropic retroviruses as reported by Richardson et al. [59]
In a recent article, retroviral MDR1-transfer to MO7e cells was reported. As compared with nontransduced cells of this factor-dependent human leukemia cell line, they became 20-fold more resistant to taxol following MDR1-gene transfer. After transplantation of MO7e cells into immunodeficient non-obese diabetic (NOD) SCID-mice, cells expressing the MDR1 gene were able to survive taxol treatment which was not observed with nontransduced cells [60].
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Transfer of Chemoresistance Genes to Human Hematopoietic Cells and Ongoing Clinical Trials
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Gene transfer to human hematopoietic cells is usually less efficient than to their murine counterparts. Nevertheless, transfer of the MDR1 gene to human CD34+ precursor cells has been demonstrated [61-64]. Several clinical trials on transfer of the MDR1 gene to bone marrow cells have been initiated in the United States [65-67]. Bone marrow from patients suffering from advanced-stage breast or ovarian cancers, or non-Hodgkin's lymphomas will be transduced with the use of retroviruses. Main goals of these studies are to prove feasibility, efficiency and safety of the gene therapy procedure. In addition, in some trials patients will be treated with taxol following reinfusion of transduced cells. Thereby enrichment of transduced cells, i.e., selection of transduced cell, should be demonstrated.
There may be a risk of transferring chemoresistance genes to previously undetected cancer cells. Micrometastases are not uncommon in advanced breast cancer. In addition, integration of viral sequences into the genome bears a small risk of insertional mutagenesis if oncogenes become activated or anti-oncogenes are disrupted. If this should happen, it is necessary to remove multidrug-resistant cells. First, transduced cells should display unaltered sensitivity to treatment with drugs that are not inactivated by the respective mechanism of drug resistance, i.e., alkylating agents or antimetabolites, if MDR1 is transduced to bone marrow cells. Second, chemosensitization with inhibitors of P-glycoprotein such as calcium channel blockers permits killing of multidrug-resistant cancer cells. Third, MDR1 mRNA or P-glycoprotein can be targeted with antibodies, immunotoxins or ribozymes as mentioned above.
Nevertheless, it would be advantageous to remove malignant cells from samples of hematopoietic progenitors prior to transduction with chemoresistance genes. Thus, future trials should address whether this procedure can be improved with the use of immunologically separated or purged preparations. Preparations of pure hematopoietic stem cells which have been depleted from contaminating cells should substantially enhance the safety of this method.
Alternatively, a transcriptional gene fusion may increase the safety of drug resistance genes in gene therapy of cancer. Sugimoto et al. constructed a vector in which MDR1 is coexpressed with a thymidine kinase cDNA from Herpes simplex virus [68]. The latter gene sensitizes transduced cells for an antiviral agent, ganciclovir. Treatment with ganciclovir would therefore selectively kill transduced cells while nontransduced cells would not be affected.
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Increased Coexpression of the Multidrug Resistance Gene and Nonselectable Therapeutic Genes following Retroviral Transduction and Drug Selection
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Fibroblasts and hematopoietic cells display increased expression of MDR1 following selection with substrates of P-glycoprotein. Because it was questionable whether drug-treated hematopoietic progenitor cells would retain the capacity of repopulation of bone marrow, we performed transplantation experiments on lethally irradiated mice. We found that MDR1-transduced progenitor cells, selected in daunomycin or colchicine at high concentrations (30 ng/ml or 50 ng/ml, respectively), rescued the recipient animals, provided transduction of MDR1 was performed at sufficient retroviral titers. In addition, these experiments revealed increased P-glycoprotein expression in vivo if cells were selected with drugs prior to transplantation [69].
An alternative strategy for enrichment of transduced cells was reported by Richardson et al. [70]. If chemoresistance genes are expressed at the outer surface of cells, e.g., membrane-bound transporter molecules such as P-glycoprotein or the MRP-transporter, they can also be sorted with the use of monoclonal antibodies. In this investigation, preselection by flow cytometry of MDR1-transduced hematopoietic stem cell populations led to increased long-term stability and expression of human P-glycoprotein in murine bone marrow.
Based on animal studies that showed increased expression of the transduced gene after drug treatment, it has been suggested that drug resistance genes may be useful not only by virtue of rendering hematopoietic cells chemoresistant but also by introducing overexpression of a second passenger' gene. This approach may improve the efficiency of somatic gene therapy which has the potential to cure genetically determined diseases, but is still hampered by low gene expression in target organs. In particular, this is true for gene therapy of hematopoietic disorders because the efficiency of gene transfer is limited, and stable expression of transgenes in bone marrow has been found difficult to accomplish. In preclinical primate investigations and in clinical studies the percentage of hematopoietic cells with long-term expression of transgenes has been found to be disappointingly low [71, 72]. To employ drug resistance genes for gene therapy, they can be coexpressed with nonselectable genes using different strategies. The simplest approach is cotransduction of separate vectors, but this does not necessarily ensure stable expression of both genes. Alternatively, two genes can be integrated into one common vector. They can be driven from separate promoters (two-gene vectors) but, with this strategy, expression of the unselected gene may be extinguished. Negative interactions between promoters may lead to loss of expression of the unselected genes [73-75]. A different approach is to construct gene fusions encoding for a bifunctional chimeric protein. A fusion between MDR1 and the adenosine deaminase gene which encodes a chimeric protein has been used to stably transduce fibroblasts [76, 77]. However, this approach cannot be used for proteins that are physiologically expressed in different cell compartments. Interestingly, a fusion gene in which MDR1 was linked to the glucocerebrosidase gene, failed to be translated into a bifunctional protein. Instead, two separate functional proteins, P-glycoprotein and glucocerebrosidase, were synthesized suggesting either alternative splicing of transcripts or rapid processing of a fusion protein into two proteins [78].
A preferred approach is the use of polycistronic mRNAs that facilitate transcription of multiple genes by internal ribosomal entry sites. Such transcriptional fusion vectors have been developed containing the MDR1 cDNA and cDNAs that correct inherited metabolic disorders [79]. In these cassettes, a single mRNA containing both genes is transcribed from one retroviral promoter. This transcript is translated from two open reading frames into two separate proteins. Although the size of these was close to the presumed maximal packaging capacity of retroviral vectors, in PA317 packaging cells titers of 1 x 105 cfu/ml are achievable. Metz et al. [80] compared the efficacy of two-gene vectors and bicistronic vectors. In this study expression from two-gene vectors was subject to host-specific limitations on internal promoter activity which was not observed with bicistronic vectors.
Bicistronic vectors were engineered to correct different monogenic disorders of the hematopoietic system. For instance, Aran et al. [81] described a transcriptional fusion between MDR1 and the glucocerebrosidase gene which is defective in Gaucher disease, an inherited metabolic disease characterized by accumulation of a glucosylceramide in glucocerebrosidase-deficient hematopoietic cells, particularly in macrophages. Patients suffer from severe hepatosplenomegaly, skeletal lesions and hemolytic anemia. The bicistronic vector allowed expression of functional glucocerebrosidase in NIH 3T3 fibroblasts which was increased by selection with cytotoxic substrates of P-glycoprotein. Furthermore, a new strategy of selection allowed for complete restoration of the enzymatic deficiency in fibroblasts of Gaucher patients at very low dose levels of anticancer drugs. This was accomplished by partial inhibition of the function P-glycoprotein by simultaneous exposure to chemosensitizing agents [82].
Similar bicistronic vectors have been engineered which facilitate coexpression of MDR1 with
-galactosidase or the gp91phox gene, respectively [83, 84]. Defects of
-galactosidase are the cause of Fabry disease, a storage disease. gp91phox mutations result in X-linked chronic granulomatous disease, a disorder of immune response due to failure of superoxide production by phagocytic cell oxidase.
Following introduction of bicistronic vectors containing MDR1 into hematopoietic cells of patients, drug treatment will eliminate untransduced cells whose genetic defect has not been corrected. All surviving cells should express both MDR1 and the passenger gene. Because chemotherapy should eliminate unprotected cells, surviving progenitor cells should expand and repopulate the marrow in response to compensate for the lack of mature leukocytes in peripheral blood. Thereby high levels of transgene expression should be achievable in hematopoietic cells. This approach should restore the expression of therapeutic genes which tend to decrease after several weeks or months.
To investigate this concept in gene therapy, a bicistronic marking vector in which MDR1 is coexpressed with lacZ has been constructed [85]. Cells expressing ß-galactosidase, the product of the nonselectable lacZ gene, can easily be detected by histochemical staining. This vector should be useful for analyzing expression in individual hematopoietic progenitor cells of different lineages after chemotherapy.
In these bicistronic vectors the passenger' gene was cloned downstream from the internal ribosomal entry sites. It was found that cDNAs in the downstream position were translated at three- to fivefold lower levels than the upstream MDR1 gene. If the positions were reversed, i.e., if MDR1 was positioned downstream, fewer chemoresistant clones were obtained, but almost all of them expressed the nonselectable gene at high levels. Vectors can thus be designed to either confer high levels of drug resistance and a good yield of drug-selectable cells, or to facilitate very high levels of expression of a nonselectable therapeutic gene. Whether or not the latter type of vectors will prove suitable for gene therapy of hematopoietic cells depends on the achievable levels of gene expression in target cells. Sufficient transgene expression requires good retroviral titers and suitable flanking regions from which transgenes are promoted. Development of vector systems for high tissue-specific transgene expression and increased packaging capacity may substantially improve the efficacy of clinical gene therapy.
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Conclusion
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Overexpression of chemoresistance genes can protect hematopoietic tissues from the toxicity of antineoplastic drugs as first shown in transgenic animal models. Retroviral transfer of chemoresistance genes to normal hematopoietic progenitor cells revealed that these cells have a selective advantage over nontransduced cells when exposed to drugs. Following transplantation of transduced progenitor cells into recipient mice, expression of transgenes can be increased in bone marrow by administration of chemotherapeutic drugs. Thus, these genes may act as selectable markers in vivo. In ongoing clinical studies safety and efficiency of retroviral transfer to hematopoietic cells are being investigated.
Drug resistance genes may be useful in gene therapy by protecting cancer patients from the hematological side effects of chemotherapy. In addition, introduction and stable expression of nonselectable genes in target organs may be facilitated by cotransduction with chemoresistance genes. For this purpose, chimeric fusion vectors and polycistronic vectors have been constructed in which the multidrug resistance gene is combined with therapeutic genes that are capable of correcting inherited disorders of the hematopoietic system. Further investigations are needed to determine the efficacy of this new approach in vivo.
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Acknowledgments
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T. Licht and F. Herrmann are grant recipients of Dr. Mildred Scheel Stiftung (Deutsche Krebshilfe).
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accepted for publication November 26, 1996.
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