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Concise Reviews |
University of Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania, USA
Key Words. Dendritic cells • Tumor vaccines • Peptide vaccines • Vaccine adjuvants
Dr. Jose I. Mayordomo, Servicio de Oncologia Medica, Hospital Clinico Universitario, Avenida Gomez Laguna s/n, 50009, Zaragoza, Spain.
| Abstract |
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| Introduction |
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A long search for surface markers present on these cells has been only partially successful [5]. A pattern of markers characteristic of DCs was soon defined: CD1a+CD3CD4CD8CD14CD20CD40+CD80+CD86+ for human DCs and CD3CD4CD8B220CD40+CD80+CD86+ for mouse DCs. Still, no single marker is specific for DCs. Several groups have subsequently attempted to isolate monoclonal antibodies directed against surface markers expressed exclusively by DCs and not by other cell types. The most promising antibodies include 33D1, the anti-interdigitating cell antigen NLDC 145 and the anti-CD11c integrin N418.
It is to be remembered, though, that while most DCs stain at least with one of these monoclonal antibodies, many are organ-specific: i.e., 33D1 stains splenic DCs but not DCs present in other organs, and most stain either mouse or rat DCs but not human DCs. There is an urgent need for monoclonal antibodies directed to human DCs.
At the moment, DCs are phenotypically defined with multiple-marker panels, based mostly on absence of staining with markers specific for other cell lineages. This situation is not ideal and certainly identification of surface markers specific for DCs is critical not only to improve identification of DCs, but to better differentiate subsets of DCs with important functional differences.
| Function of DCs |
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This observation suggested that DCs are antigen-presenting cells (APCs). In fact, DCs were subsequently shown to present antigens to B and T lymphocytes [7]. DCs are now considered to be potent professional APCs which are essential for priming of B and T lymphocyte-mediated immune responses.
DCs are capable of active pinocytosis of exogenous antigens. Intracellularly, antigens are processed to short peptides that enter the assembly chain of the class I and class II molecules of the major histocompatibility complex (MHC). Peptides capable of being recognized by T lymphocytes (both MHC class I-restricted cytotoxic T lymphocytes and MHC class II-restricted helper T lymphocytes) are presented on MHC molecules on the cell surface of DCs. Moreover, costimulatory molecules, which are essential for priming of naive lymphocytes, are expressed at high levels on DCs. The list of costimulatory molecules expressed on DCs includes CD80 (B7-1), CD86 (B7-2) and CD40 [8, 9]. Lymphocytes are preferentially primed by antigens presented to the immune system in the presence of costimulatory molecules. This provides a protection against autoimmunity, since autoantigens presented by nonprofessional APCs expressing low levels of costimulatory molecules will not generate a strong immune response.
The distinction between professional and nonprofessional APCs is only a part of the picture. In fact, the immune response against a given antigen may be preferentially a cell-mediated response (what is also termed a Th1 response) or a preferentially antibody-mediated response (what is also termed a Th2 response). Which APC presents the antigen to the immune system is crucial to drive the immune response towards a Th1 or Th2 pattern. For most pathogens, one of these patterns (i.e., Th1 for Listeria monocytogenes) results in protective immunity while the other results in progressive lethal infection.
DCs are found in multiple organs. It seems that DCs residing in the skin (Langerhans cells) or mucosae are able to process exogenous antigens. These DCs have been termed "immature" [10]. After antigen uptake in the context of aggression (i.e., infected wound), possibly under the influence of tumor necrosis factor-
(TNF-
), DCs undergo changes ("maturation") including downregulation of protein antigen processing capacity [11], and migrate to the regional lymph nodes where they present the antigen to T lymphocytes. "Mature" and "immature" are operative terms to describe the fact that DCs in a given moment and site exhibit preferentially either the ability to process antigens or the ability to migrate and prime T cells.
| Purification of DCs |
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Methods to isolate human DCs from peripheral blood mononuclear cells have also been described [12]. They are time-consuming and the yield of DCs is low (0.08% to 0.4% of the starting mononuclear cell population or 2 to 32 x 106 DCs per patient) [13].
| Culture of DCs |
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to a culture of human CD34+ hematopoietic progenitors purified from the peripheral blood induced the growth of cells with phenotype and functional features typical of DCs was a major breakthrough in the knowledge of the ontogeny and maturation of DCs, confirming the derivation of DCs from hematopoietic stem cells, and facilitating the use of DCs as immunogens. Cultured cells were found to be as active as DCs purified from other sources in stimulating the allogeneic mixed leukocyte reaction. Several groups have subsequently described different methods to culture large numbers of human, mouse or rat DCs derived from normal tissues in cytokine combinations.
Inaba et al. [15] described a method to culture mouse DCs from bone marrow (BM) by immunodepleting lymphocytes, macrophages and granulocytes and culturing the remaining cells in GM-CSF for seven days. The resulting cultured cells included large numbers of newly generated granulocytes that had to be eliminated by repeated washes and finally by sedimentation to obtain purified DCs. Since Steinmann et al. [1] had previously found no DCs in mouse bone marrow both by morphology and by allogeneic mixed leukocyte reaction, the results obtained by Inaba et al. [15] support that DCs derive from hematopoietic stem cells.
Sallusto and Lanzavecchia [10] described the culture of human DCs from peripheral blood mononuclear cells in the presence of either GM-CSF, GM-CSF + TNF-
or GM-CSF + interleukin 4 (IL-4). The phenotype and function of the cultured cells varied dramatically depending on the culture conditions. Cells cultured in GM-CSF + IL-4 were found to be the most potent APCs as measured by stimulation of the allogeneic mixed leukocyte reaction and priming of naive B lymphocytes against tetanus toxoid.
The basic role of TNF-
in DC cultures appears to be the inhibition of granulocyte maturation. However, cells cultured in GM-CSF + TNF-
still include a significant proportion of macrophages. In addition, TNF-
promotes "maturation" of DCs to a state where they lose ability to process antigens but are very active in stimulating naive lymphocytes. IL-4 inhibits both granulocyte and macrophage development, and seems to keep DCs in an "immature" state, thus more capable of processing exogenous antigens. IL-13 has similar properties to IL-4.
Romani et al. [16] described the culture of large numbers of human DCs from peripheral blood mononuclear cells obtained during recovery from cancer chemotherapy-induced myelosuppression. Mononuclear cells in these conditions contain a proportion of hematopoietic progenitors much higher than mononuclear cells obtained in steady state. When these mononuclear cells were cultured in GM-CSF alone, few DC colonies developed. However, culture in GM-CSF + IL-4 resulted in the generation of large numbers of phenotypically and functionally typical DCs. The fact that the yield of DCs is much higher using mononuclear cells obtained during recovery from myelosuppression than in steady state supports the theory that most DCs derive from hematopoietic progenitors. Cells indistinguishable from DCs have also been shown to derive from CD14+ monocytes cultured in GM-CSF + IL-4. A recent report by Caux et al. [17] resolved this apparent controversy (that is, do DCs generate directly from early hematopoietic progenitors or do they derive from blood monocytes?). They demonstrated the existence of two independent pathways of DC development. When CD34+ hematopoietic progenitors from human cord blood are cultured in the presence of GM-CSF + TNF-
, two sets of DC precursors emerge by day 5-7. The first subset, identified by the expression of CD1a and the absence of CD14, will mature into DCs with features of epidermal Langerhans cells (expression of Birbeck granules, Lag antigen and E-cadherin). The second subset, which is CD14+CD1a, will mature into CD1a+ DCs with the same typical morphology, phenotype and ability to stimulate the allogeneic mixed leukocyte reaction, but lacking Birbeck granules, Lag antigen and E-cadherin. Interestingly, the CD14+ precursors but not the CD1a+ precursors represent bipotent cells that can be induced to differentiate, in response to macrophage-colony stimulating factor, into macrophage-like cells.
Most groups studying DCs as APCs now use culture in GM-CSF + IL-4 to generate human DCs. However, culture of mouse BM-derived DCs in GM-CSF + TNF-
or GM-CSF + IL-4 was only recently described by Zorina et al. [18] (Table 1
). Mouse BM cells are harvested from the femur and tibia, cultured in the presence of GM-CSF (103 U/ml) plus either IL-4 (103 U/ml) or TNF-
(102 U/ml). By day 8, large numbers of cell aggregates with the characteristic DC "veiled" morphology have proliferated. The yield of cultured cells at day 8 from each mouse is approximately 10 x 106 (culture with GM-CSF + IL-4), 6 x 106 (GM-CSF + TNF-
) and 5 x 106 cells (GM-CSF alone). Antigens expressed on these DCs as assessed by flow cytometry include CD45, CD44, CD11b (Mac-1), CD18, CD40, CD80(B7-1), CD86(B7-2), the interdigitating cell antigen NLDC 145 and class I and class II MHC antigens. The levels of MHC class II and the costimulatory molecules B7-1 and B7-2 were found to be higher in cells cultured with GM-CSF + IL-4 than in those cultured with GM-CSF + TNF-
or GM-CSF alone (Table 1
). No evidence of B220, Thy 1.2, CD4 and CD8 expression was detected. The phenotype of BM-derived DC is similar in many aspects to that seen in splenic and epidermal DC, with the exception of a high level of the CD11b integrin, in agreement with the findings of Inaba et al. [14]. DCs grown in GM-CSF + IL-4 were more potent stimulators of the allogeneic mixed leukocyte reaction than cells grown in GM-CSF + TNF-
or GM-CSF alone. These results are in agreement with those reported by Sallusto and Lanzavecchia [10] in human DC cultured from peripheral blood mononuclear cells.
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has been shown to increase the yield of DCs [20]. As for the effect of cytokines administered in vivo to mice before BM harvest for DC culture, flt-3 ligand has been recently found to markedly increase the yield of DCs [21]. | Why Use DCs as Vaccine Adjuvants? |
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In the late nineteenth and early twentieth centuries, attempts to protect humans against infectious diseases by injection of inactivated or attenuated forms of the causative agent had only been successful in some cases. Injection of the vaccinia virus with no adjuvants protected humans against smallpox. However, for many other infectious diseases, injection of the pathogenic organism by itself induced no protection. It was tested whether emulsion of the organism in a dense substance such as alum would induce prolonged release of the antigens of the germ to the dermis thus enabling the immune system to mount a stronger immune response.
When serological tests were developed to detect a specific antibody-mediated immune response, it was indeed found that immunization with antigens emulsified in alum or other adjuvants induced antibody titers which were higher than those induced with antigen alone. Route of immunization was also found to be critical for antibody titers: s.c. or i.m. injections resulted in antibody titers much higher than the i.p. or i.v. routes.
When a better understanding of the role of the cell-mediated arm of the immune system was achieved, it was found that some adjuvants induced preferentially an antibody-mediated response (termed also Th2 pattern), others a cell-mediated (Th1) response and still others induced a mixed pattern.
Aichele et al. [22] recently studied the importance of route and dose of antigen for vaccines consisting of short peptides (capable of being recognized by T lymphocytes) emulsified in adjuvants. The model peptide was GP (33-41), derived from the lymphocytic choriomeningitis virus, and the adjuvant was incomplete Freund's adjuvant. They found that for a dose of peptide in the range of 50-500 µg, the s.c. route induced a specific T lymphocyte-mediated immune reaction, while the i.p. route resulted in antigen-specific tolerance. However, such phenomenon was more complex when the dose of antigen was titrated for each route; tolerance could also be induced by the s.c. route if sufficiently high doses of antigen were injected.
The mechanism postulated by Aichele et al. to explain these results is that low doses of antigen injected by the s.c. route are uptaken preferentially by dermal DCs (Langerhans cells), which are professional APCs expressing high levels of costimulatory molecules, and will prime T lymphocytes, thus inducing a strong specific cell-mediated immune reaction. In contrast, when the antigen is injected in the peritoneal cavity, where the numbers of professional APCs are very low, nonprofessional APCs lacking adequate levels of costimulatory molecules are the presenters to the T lymphocytes. Presentation of antigens in the absence of adequate levels of costimulatory molecules induces antigen-specific tolerance. When extremely high doses of antigen are injected s.c., the ability of Langerhans cells to uptake them is overwhelmed and most of the antigen reaches nonprofessional APCs instead, thus inducing tolerance. An obvious implication of this hypothesis is that immunization with DCs prepulsed ex vivo with tumor antigens would represent an optimal means to elicit a strong immune response.
When dealing with cancer vaccines it has to be assumed that the cancer host has been contacting whatever foreign antigens may be expressed by the tumor for a long time. The obvious question is what is the reason that a successful immune response has not been mounted. How can we present tumor antigens with more efficacy than the tumor cells themselves?
Porgador and Gilboa [23] compared different strategies to immunize with peptides capable of being recognized by cytotoxic T lymphocytes. They found that immunization with DCs pulsed with peptide is superior to injection of peptide emulsified in adjuvant (incomplete Freund's adjuvant) as measured by specific lysis in a standard cell-mediated cytotoxicity assay.
Studies on tumor-mediated immunosuppression have started to characterize the reasons why the host fails to mount an adequate immune response to the tumor. Defects in the
chain of the T cell receptor have been found [24]. In animal models, BM-derived professional APCs (a concept roughly equivalent to DCs) were found to be critical for induction of an effective immune response in the tumor host by Huang et al. [25]. Their results suggest that tumor cells themselves, being nonprofessional APCs, are not adequate to prime the immune system against tumor antigens. Ideally, these antigens should be presented by DCs.
These studies have resuscitated the interest to quantify the number of DCs found within tumors. A number of early studies [26-28] reported a decreased number of DCs infiltrating tumors when compared to normal tissues. This fact has been reported for lung cancer [26], laryngeal carcinoma [27] and nasopharyngeal carcinoma [28]. A recent study found that DCs isolated from tumors were also functionally impaired when compared to DCs from normal donors as measured by stimulation of the allogeneic mixed leukocyte reaction [29]. IL-10 may be critical for tumor-mediated suppression of DC function in vivo [30]. DCs from cancer patients obtained by culture of mononuclear cells obtained from cancer patients are functionally comparable to those cultured from normal donors.
The findings of the previous studies can be summarized as follows: A) DCs are critical to elicit a strong immune reaction against tumor antigens and B) DCs in the cancer host are both functionally impaired and decreased in number within the tumor. In the light of these findings, immunization with autologous DCs cultured ex vivo (and thus functionally intact) prepulsed with tumor antigens is a promising strategy to elicit a strong immune response in the cancer host [31].
| DCs as Tumor Vaccines |
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, DCs grown in GM-CSF alone or skin-derived DCs (Langerhans cells) [34]. Of note, the observed efficacy of DC-peptide vaccines was directly correlated to the ability of the vaccine to prime in vivo splenic antitumor cytotoxic T lymphocytes [34, 40] (Table 5
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| DCs as Tumor Therapies |
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In order to test the efficacy of DC-mediated vaccines on the growth of established tumors, mice were inoculated s.c. with twice the minimum tumorigenic dose of a given tumor, and the tumors were allowed to grow for 7-14 days. Day 8 BM-derived DCs cultured in GM-CSF + IL-4 were pulsed with tumor peptides as described for protection experiments [34] and injected i.v. in the tail vein of tumor-bearing animals every four to seven days. This therapy cured 80%-100% of C57/BL6 mice bearing day 14 C3 tumors or day 7 Lewis lung carcinomas (Table 6
). Tumor stasis and subsequent regression was typically seen 7-10 days after the first immunization. This observation suggests that the first one or two DC-peptide vaccines are critical for the observed antitumor effect. This is in agreement with the critical role of DCs for generation of primary immune responses. All disease-free animals were subsequently shown to specifically reject rechallenge with relevant tumor but to display progressive outgrowth of irrelevant tumors. The effectiveness of DC-peptide therapy was also evaluated for later-stage tumors in the C3 model. Sustained tumor regression was observed in 60% of the animals in a day 21-established C3 model and in 20% of cases in a day 28 C3 model (data not shown). The potential impact of this strategy on human cancer therapy when appropriate targets such as mutated oncogenes are identified is exemplified by the efficacy of vaccines consisting on DCs pulsed with peptide epitopes derived from p53 on established murine sarcomas [39].
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We set out to determine whether immunization with DCs pulsed with tumor-derived acid eluted peptide mixtures was able to generate an antitumor immune response capable of suppressing the growth of established tumors. Since few antigens recognized by T lymphocytes have been identified for human tumors other than melanoma, this strategy was designed as a model of vaccine which may be applied to tumor histologies where tumor antigens and peptide epitopes have not yet been identified. Peptides were extracted by elution in pH 3.3 acid buffer of single-cell suspensions derived from tumors grown in vivo in syngeneic animals, concentrated and pulsed onto day 8 BM-derived DCs cultured in GM-CSF + IL-4. Repeated i.v. injection of these DCs in mice bearing either the C3 tumor, the MCA 205 sarcoma, the CL8.1 melanoma or the TS/A mammary carcinoma induced transient tumor stasis, but no cures [49] (Table 7
). The exception was the day 14 C3 tumor model in which all mice were cured. Therapeutic efficacy of these vaccines was tumor antigen-specific since vaccines composed of DCs pulsed with irrelevant tumor peptides were ineffective. Inoculated DCs rapidly localized to the spleen, liver and inguinal lymph nodes of the treated animals (data not shown). Elevated production of interferon-
was observed in the spleen and lymph nodes of the animals receiving DC pulsed with the relevant peptide but not in those receiving DC alone or DCs pulsed with irrelevant peptides. A significant tumor infiltration by CD4 and CD8 lymphocytes and by S100+ cells (presumably DCs) was seen only in animals receiving DCs pulsed with relevant peptides. The therapeutic effect of the vaccines is critically dependent on interferon-
, TNF-
, IL-12 and B7-mediated costimulation as demonstrated in blocking experiments [49]. Taken together, these findings support that the effect of DC-peptide antitumor vaccines is mediated through the induction of a strong Th1-associated cell-mediated immune reaction.
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| DC-Based Tumor Immunotherapy in Humans |
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Hsu et al. at Stanford pioneered DC-based immunotherapy of cancer in humans [13]. Autologous DCs were purified from the peripheral blood of four patients with follicular low-grade B cell lymphoma previously treated with chemotherapy by leukapheresis and density gradient centrifugation. The tumor antigen pulsed onto DCs was the monoclonal surface immunoglobulin (idiotype protein) present in each patient's lymphoma. Idiotype-pulsed DCs and DCs pulsed with KLH, an immunogenic protein recognized by T lymphocytes, were injected i.v. on days 1, 29, 57 and 150. Subcutaneous injections of idiotype protein and KLH were given 14 days after each DC injection to boost the primary response induced by the DC infusion. The number of DCs infused ranged from 2 to 32 million DCs per treatment (median 5 million). All patients developed measurable antitumor cellular immune responses as determined by peripheral blood mononuclear cell proliferative responses against tumor idiotype protein. These responses, which were absent prior to immunization, appeared after one to two vaccinations and were specific for the autologous tumor idiotype. Meaningful clinical responses have been seen with one partial response, one minor response and one disease stabilization in three patients with progressive measurable disease, and one complete response in a fourth patient with minimal disease detectable only by polymerase chain reaction. All patients have remained progression-free for up to two years. These results have been recently updated [53].
It is remarkable that in previous clinical trials at the same institution [54], immunization with idiotype protein alone or emulsified in adjuvants had consistently failed to induce regression of lymphoma, even though a detectable specific immune response was generated.
The task of identifying the idiotype protein for each patient with B cell lymphoma is enormous. However, easier targets for DC-based immunotherapy are already available. Tumor antigens shared by tumors of the same histology have been identified for melanoma (Table 2
) [32, 33]. A prerequisite for in vivo clinical trials is to check whether lymphocytes from melanoma patients, immunosuppressed by the tumor, are still able to generate specific antitumor cytotoxic T lymphocytes when stimulated in vitro with the specific peptide presented by autologous DCs. Our group [55] and others [56] have recently documented the ability to elicit human antimelanoma HLA-A2 cytotoxic T lymphocytes in vitro from healthy donors by coculture of autologous peripheral blood lymphocytes with autologous DCs pulsed with melanoma peptides. Our group has also succeeded in generating cytotoxic T lymphocytes from melanoma patients [55]. A list of peptides for which specific cytotoxic T lymphocytes could be generated in vitro for a majority of melanoma patients and are thus candidates for clinical trials of in vivo immunization is shown in Table 8
. The culture techniques previously described can be used to generate large numbers of DCs from cancer patients from peripheral blood mononuclear cells obtained in steady state or during stem cell mobilization with chemotherapy and/or cytokines. Siena et al. [20] have consistently generated 4 x 1010 DCs from mononuclear cells obtained by leukapheresis from cancer patients after treatment with high-dose cyclophosphamide followed by colony-stimulating factors. This number is 10,000-fold higher than the amount obtained by Hsu et al. [13] by density gradient centrifugation. All major cancer centers are already routinely performing leukapheresis to harvest stem cells to support high-dose chemotherapy. This technology can now be used to generate DCs for cancer immunotherapy. The challenge now is to test whether immunization with autologous DCs pulsed with already identified tumor antigens, such as those identified in melanoma, has a discernible antitumor effect in cancer patients. Minimal residual disease may be more responsive than macrometastatic disease. Clinical trials aimed at addressing this question are currently underway at the University of Pittsburgh and in other American and European cancer centers.
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| Future Developments in DC-Based Vaccines |
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, other cytokines found to increase yield of human DCs include IL-12 (Storkus et al., manuscript in preparation), flt-3 ligand and kit ligand [20]. Multiple cytokines added to human DC cultures during the last 24 hours result in altered phenotype and/or enhanced stimulation of the allogeneic mixed leukocyte reaction. Increasing interest is being focused on IL-12, a cytokine which is secreted by DCs upon interaction with CD4+ T helper lymphocytes through ligation of the costimulatory molecule CD40 [57, 58]. IL-12 is crucial for the development of Th1-type cell-mediated immune responses. An alternative way of modifying DC maturation is to insert genes encoding cytokines or other substances onto DCs. Successful expression of transfected genes in DCs has been achieved using either retroviral gene transfer, gene gun, liposomal transfection or simply coupling of DNA to latex beads which are then phagocytosed by DCs [59]. Profound changes in the phenotype and function of DCs can be found after transfection of cytokine genes. Transfection of genes encoding tumor antigens has also been successful. Immunization with mouse DCs transfected with genes encoding mouse melanoma tumor antigens induces tumor-specific cytotoxic T lymphocytes [59]. This is a promising approach to avoid the problem of MHC restriction. Whereas any given peptide antigen within a tumor antigen is recognized only by patients expressing the appropriate MHC allele, DCs transfected with the gene encoding the whole tumor antigen can process it and express on their surface peptides capable of being recognized by cytotoxic T lymphocytes expressing whatever MHC alleles, provided that both DCs and cytotoxic T lymphocytes are autologous.
It may even be possible that injection of the appropriate cytokines combined with tumor antigens in vivo will attract autologous DCs to the immunization site where they would uptake the injected antigens. This would obviate the need for ex vivo culture of DCs. Issues related to tumor-mediated immune suppression, however, caution that ex vivo generated DCs may be more active than endogenous DCs, unless ways to circumvent tumor-mediated immunosuppression of DCs are identified.
In any case, immunization with tumor antigens vehiculized by ex vivo cultured autologous DCs provides important insights into the function of these fascinating APCs and their role in the generation of immune responses against tumors.
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